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Practice Area

Nursing Home Negligence

A claim about care in a Texas nursing facility is built from the facility’s own records, its assessments, care plans, staffing sheets, medication records, and incident reports, and from the findings of the state agency that licenses and inspects it. Leatherwood & Schindler reads those records together, because the allegations and their relationship to health care determine whether special health-care-liability procedures apply, and because a regulator’s finding and a civil claim are different things.

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Which facility, and which rules

A nursing facility in Texas is licensed and inspected by the Texas Health and Human Services Commission under the nursing-facility chapter of the Health and Safety Code, and a facility certified for Medicare or Medicaid also operates under the federal requirements for long-term care facilities. An assisted living facility holds a different license under a different chapter, and the nursing-facility chapter does not apply to it. Home health agencies and hospices are licensed separately again. Each license type carries its own standards and generates its own records, so the first fact the review confirms is what kind of facility the person lived in.

What the facility was required to do

The federal requirements begin with the resident: the right to a dignified existence, self-determination, and communication with people inside and outside the facility, and the right to be free from abuse, neglect, exploitation, and misappropriation of property. They require a comprehensive, standardized assessment of each resident and a person-centered care plan built from it, with a baseline plan in place within forty-eight hours of admission. They set standards of care, including that a resident receives care consistent with professional standards to prevent pressure ulcers and does not develop them unless the resident’s clinical condition shows they were unavoidable, and that the environment is kept as free of accident hazards as possible with adequate supervision and assistance devices.

They require sufficient nursing staff to meet residents’ needs, registered-nurse coverage and a full-time registered-nurse director of nursing subject to applicable waivers, daily posting of the nursing hours actually worked, pharmacy services that keep the facility free of significant medication errors, infection prevention and control, and an ongoing quality-improvement program. Texas adds a statement of residents’ rights that includes the right to be free from abuse and exploitation, to safe, decent, and clean conditions, to courtesy and respect, and to be free from restraints imposed for discipline or convenience, and the facility must explain those rights to the resident and the family.

The newer federal hours-per-resident-day and around-the-clock registered-nurse standards were repealed. Existing sufficient-staffing, registered-nurse coverage, director-of-nursing, and daily-posting requirements remain, subject to applicable waivers; the repeal does not mean a facility has no federal staffing obligations.

A fall, a pressure injury, or an infection is not proof by itself

A pressure injury can develop despite proper preventive care, but the facility still has duties to treat existing ulcers, promote healing, and prevent infection and new ulcers. For an accident, the review asks whether hazards or supervision fell short of what the rules require. The record shows the difference. For a fall, the review reads what the facility assessed about the resident’s risk, what the care plan called for, whether staff carried it out on those shifts, what the incident report recorded, and what changed afterward. For a pressure injury, it reads the skin assessments, the turning and positioning records, the nutrition notes, and the wound documentation. For a medication error, it reads the physician orders against the medication administration record. For an infection, it reads the surveillance and isolation records. The staffing sheets for the same days show who was there to do the work.

The health-care-liability framework

Claims concerning nursing care, treatment, or safety connected to health care may fall under Texas’s health-care-liability framework. The statute names nursing homes and assisted living facilities as health care institutions, but the facility’s license alone does not classify every claim against it. Whether the framework applies depends on the allegations and their relationship to the care provided; for a safety claim, Texas courts require a substantive connection to health care.

When that classification applies, it changes how the claim must be prepared. It carries procedural requirements, including a report from a qualified physician or health-care professional served early in the case, and other rules specific to health-care claims, which the firm reviews with the family before anything is filed. The time limits attached to those requirements depend on the facts of each matter and are part of that review. Neither resident status nor visitor status alone settles that classification. The general property-condition framework for a slip-and-fall or another premises liability claim is explained separately; a fall at a care facility also requires review of its relationship to health care.

Complaints, surveys, and who investigates

Anyone may complain to the Texas Health and Human Services Commission about a nursing facility and request an inspection. The commission may not disclose the substance of the complaint to the facility before its inspection begins, and the complainant’s name is confidential unless the complainant asks that it be released. The commission also inspects each facility without notice at least once a year, and its findings are recorded in a statement of deficiencies that is a public record. A report that a resident has been abused, neglected, or exploited is investigated by the commission, which licenses the facility, not by Adult Protective Services, which handles reports about adults living in the community, and anyone with cause to believe a resident has been harmed, including the facility’s own owners and employees, must report it. The commission maintains a regional office serving the Houston area.

The Texas Long-Term Care Ombudsman is a separate program: an independent advocate for residents that helps families raise and resolve concerns and refers serious matters to the regulator. It is not the regulator: it does not inspect, cite, or discipline facilities. A crime against a resident is reported to the police as well. None of these processes is the civil claim, and a survey finding or a substantiated complaint is evidence in one rather than proof of it.

The resident’s record, the staffing record, and the survey record

The resident’s medical record, which the resident or the person authorized to act for the resident has the right to access, holds the assessments, care plans, physician orders, nursing notes, and medication administration records. Incident and investigation reports are also requested, with access considered under the rules that apply to each record. The facility’s daily staffing postings and the payroll-based staffing data it reports to Medicare show who was on duty. Its policies and procedures show what its staff were trained to do. Its survey history and complaint findings are public. Its communications with the family, including care-plan meeting notes and calls about a change in condition, show what the family was told and when. The hospital record from any transfer, and the emergency medical services record of the trip, complete the chronology. The firm asks the facility in writing to preserve the record, including video where it exists, before the account is fixed.

Deaths and lasting injuries

A death in a facility that the family attributes to the care becomes a wrongful death claim, with the family’s claim and the estate’s claim kept distinct; the care record described here is the event record for that claim. Questions about the funeral home’s care of the person after death are funeral home negligence questions. A fracture, a pressure injury that required surgery, or another injury that changed what the resident can do is documented as a catastrophic injury. A consultation can begin with the facility’s name, the dates, and what the family has already been told.

Questions clients often ask

Nursing Home Negligence FAQs

Is a nursing home claim a medical malpractice claim?

Claims concerning nursing care, treatment, or safety connected to health care may fall under Texas’s health-care-liability framework. Whether it applies depends on the allegations and their relationship to the care provided; a facility’s license alone does not decide that question. When the framework applies, special preparation requirements include an early report from a qualified physician or health-care professional. An attorney reviews the classification and applicable procedural requirements before filing.

The state cited the facility. Does that prove it was negligent?

No. A survey deficiency or a substantiated complaint is a finding by the Texas Health and Human Services Commission that the facility failed to meet a licensing or certification requirement, and it is evidence a civil claim uses. Whether the facility’s conduct caused a particular resident’s injury is a separate question answered from that resident’s records, and a facility with no citation can still be answerable for what happened to one person.

My mother fell twice in the facility. Isn’t that neglect?

Not by itself. The federal rules require a facility to keep the environment as free of accident hazards as possible and to give each resident adequate supervision and assistance devices to prevent accidents, and the rule on pressure injuries itself recognizes that some occur despite proper care; for a fall, the question is whether hazards and supervision fell short of what was possible. The questions are what the facility assessed about her fall risk, what the care plan called for, whether staff carried it out on those shifts, and what changed after the first fall. Her assessments, care plan, nursing notes, incident reports, and the staffing sheets for those days answer them.

Who investigates abuse or neglect in a Texas nursing home?

The Texas Health and Human Services Commission, which licenses the facility. Reports that a resident of a licensed facility has been abused, neglected, or exploited are investigated by the commission, not by Adult Protective Services, which handles reports about adults living in the community. Anyone with cause to believe a resident has been harmed must report it, and facility owners and employees have that duty as well. The Texas Long-Term Care Ombudsman is an independent advocate for residents who can help a family raise concerns, but it is not the regulator and does not inspect, cite, or discipline facilities. A crime is reported to the police as well.

Are there minimum staffing requirements?

Yes. Federal rules retain sufficient-staffing requirements, registered-nurse coverage, and a full-time registered-nurse director of nursing, subject to applicable waivers. The newer hours-per-resident-day and around-the-clock registered-nurse standards were repealed; that did not remove the existing obligations. Facilities must also post nursing staff hours daily and keep those postings. Those records and payroll-based staffing data reported to Medicare help show who was actually on duty.

What is the difference between a nursing facility and an assisted living facility?

They hold different Texas licenses under different chapters of the law, and the rules described here apply to nursing facilities. An assisted living facility is licensed separately, is not subject to the nursing-facility chapter, and follows its own standards, although a claim against it may fall under the health-care-liability framework depending on the allegations and their relationship to health care. Home health and hospice agencies are licensed separately again. The license type is the first fact the review confirms, because it determines which rules and which records apply.

What records can the family get?

A resident, or the person authorized to act for the resident, has the right to access the resident’s medical record, including assessments, the care plan, physician orders, nursing notes, and the medication administration record. Incident and investigation reports are also requested, with access considered under the rules that apply to each record. The facility’s survey reports and complaint findings are public records available from the state. The firm also requests the staffing postings and schedules for the relevant days, the facility’s policies, and its communications with the family. Hospital records from any transfer complete the chronology.